SEC Form 4 · accession 0001234452-16-000409
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Rubinstein
Director
Period of report
Mar 24, 2016
Accepted (ET)
Mar 25, 2016 · 1:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2016 | M | 2,540 | $0.00 | A | 3,337 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF2,F3 | — | Mar 24, 2016 | M | 2,541 | D | — | — | Common Stock | 2,541 | 10,189 | D |
Explanation of responses
- F1Securities held by Jonathan J. Rubinstein Trust, dated 1/11/2007, Jonathan J. Rubinstein, Trustee.
- F2Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.
- F3Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 5, 2016, (2) separation from service, (3) death, (4) disability, or (5) a change in control.