SEC Form 4 · accession 0001234452-16-000406
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond V Dittamore
Director
Period of report
Mar 24, 2016
Accepted (ET)
Mar 25, 2016 · 1:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2016 | M | 3,195 | $0.00 | A | 6,326 | I | Jt Tenant |
| Common Stock | holding | — | — | — | 5,709 | D | ||
| Common StockF2 | holding | — | — | — | 22,000 | I | by Trust | |
| Common StockF3 | holding | — | — | — | 3,400 | I | by Trust 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF4,F5 | — | Mar 24, 2016 | M | 3,195 | D | — | — | Common Stock | 3,195 | 15,462 | D |
Explanation of responses
- F1Securities held jointly with spouse in an account entitled Raymond V. & Glenna C. Dittamore JTWROS.
- F2Securities held by the Dittamore Family Trust.
- F3Raymond Vance Dittamore, as Trustee of the B Trust established under the Dittamore Family Trust dated June 6, 1991.
- F4Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.
- F5Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.