SEC Form 4 · accession 0001234452-16-000364
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald G Cruickshank
Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 1:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2016 | M | 18,000 | $47.24 | A | 18,000 | D | |
| Common StockF1 | Mar 1, 2016 | S | 18,000 | $51.2688 | D | 0 | D | |
| Common StockF2 | holding | — | — | — | 9,225 | I | by Pension Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $47.24 | Mar 1, 2016 | M | 18,000 | D | — | Mar 6, 2016 | Common Stock | 18,000 | 0 | D |
Explanation of responses
- F1The sale prices for this transaction ranged from $51.26 to $51.30. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- F2Securities held in a pension plan for the benefit of the reporting person.
- F3The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.