SEC Form 4 · accession 0001234452-16-000360
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Raymond V Dittamore
Director
Period of report
Feb 22, 2016
Accepted (ET)
Feb 23, 2016 · 7:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2016 | M | 18,000 | $47.24 | A | 23,656 | D | |
| Common StockF1 | Feb 22, 2016 | S | 18,000 | $50.993 | D | 3,400 | D | |
| Common StockF2 | holding | — | — | — | 3,131 | I | Jt Tenant | |
| Common StockF3 | holding | — | — | — | 22,000 | I | by Trust | |
| Common StockF4 | holding | — | — | — | 3,400 | I | by Trust 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5 | $47.24 | Feb 22, 2016 | M | 18,000 | D | — | Mar 6, 2016 | Common Stock | 18,000 | 0 | D |
Explanation of responses
- F1The sale prices for this transaction ranged from $50.99 to $51.02. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- F2Securities held jointly with spouse in an account entitled Raymond V. & Glenna C. Dittamore JTWROS.
- F3Securities held by the Dittamore Family Trust.
- F4Raymond Vance Dittamore, as Trustee of the B Trust established under the Dittamore Family Trust dated June 6, 1991.
- F5The options vest 100% one year from the date of grant.