SEC Form 4 · accession 0001234452-16-000356
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Francis Murphy
Officer — SVP & Chief Accounting Officer
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 12:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2016 | M | 8 | $0.00 | A | 8,964 | D | |
| Common StockF1 | Feb 2, 2016 | F | 4 | $48.76 | D | 8,960 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Feb 2, 2016 | M | 8 | D | — | Dec 1, 2017 | Common Stock | 8 | 2,895 | D |
Explanation of responses
- F1Includes 165 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2016.
- F2Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F3The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 1, 2015, 2016 and 2017.