SEC Form 4 · accession 0001234452-15-000323
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Francis Murphy
Officer — SVP & Chief Accounting Officer
Period of report
Dec 21, 2015
Accepted (ET)
Dec 22, 2015 · 1:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2015 | M | 1,424 | $0.00 | A | 9,534 | D | |
| Common Stock | Dec 21, 2015 | F | 743 | $48.76 | D | 8,791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Dec 21, 2015 | M | 1,425 | D | — | Dec 1, 2017 | Common Stock | 1,425 | 2,878 | D |
Explanation of responses
- F1Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F2The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 1, 2015, 2016 and 2017.