SEC Form 4 · accession 0001234452-15-000307
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Rosenberg
Officer — EVP, GC & Corporate Secretary
Period of report
Nov 24, 2015
Accepted (ET)
Nov 25, 2015 · 11:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Nov 24, 2015 | S | 5,139 | $49.358 | D | 191 | I | by Trust |
| Common Stock | holding | — | — | — | 9,412 | I | By GRAT | |
| Common StockF4 | holding | — | — | — | 9,412 | I | by GRAT S |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was conducted under a Rule 10b5-1 trading plan.
- F2The sale prices for this transaction ranged from $49.19 to $49.50. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- F3Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
- F4Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust.