SEC Form 4 · accession 0001234452-15-000302
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle M Sterling
Officer — EVP, Human Resources
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2015 | M | 1,730 | $0.00 | A | 5,320 | I | by Trust |
| Common StockF1 | Nov 20, 2015 | M | 1,554 | $0.00 | A | 6,874 | I | by Trust |
| Common StockF1 | Nov 20, 2015 | M | 1,818 | $0.00 | A | 8,692 | I | by Trust |
| Common StockF1 | Nov 20, 2015 | F | 650 | $49.62 | D | 8,042 | I | by Trust |
| Common StockF1 | Nov 20, 2015 | F | 584 | $49.62 | D | 7,458 | I | by Trust |
| Common StockF1 | Nov 20, 2015 | F | 704 | $49.62 | D | 6,754 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Nov 20, 2015 | M | 1,731 | D | — | Nov 20, 2015 | Common Stock | 1,731 | 0 | D |
| Restricted Stock UnitF2,F4 | — | Nov 20, 2015 | M | 1,554 | D | — | Nov 20, 2016 | Common Stock | 1,554 | 1,554 | D |
| Restricted Stock UnitF2,F5 | — | Nov 20, 2015 | M | 1,819 | D | — | Nov 20, 2017 | Common Stock | 1,819 | 3,637 | D |
Explanation of responses
- F1Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.
- F2Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F3The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015.
- F4The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.
- F5The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.