SEC Form 4 · accession 0001234452-15-000300
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Francis Murphy
Officer — SVP & Chief Accounting Officer
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | M | 13,334 | $0.00 | A | 13,450 | D | |
| Common StockF1 | Nov 20, 2015 | F | 5,340 | $49.62 | D | 8,110 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Nov 20, 2015 | M | 13,335 | D | — | Nov 20, 2017 | Common Stock | 13,335 | 26,669 | D |
Explanation of responses
- F1Includes 116 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2015.
- F2Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F3The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.