SEC Form 4 · accession 0001234452-15-000298
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul E Jacobs
Officer — Executive Chairman · Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2015 | M | 35,824 | $0.00 | A | 36,358 | I | Personal Trust |
| Common StockF1 | Nov 20, 2015 | F | 18,693 | $49.62 | D | 17,665 | I | Personal Trust |
| Common Stock | holding | — | — | — | 48,403 | D | ||
| Common StockF2 | holding | — | — | — | 20,232 | I | By GRAT | |
| Common StockF3 | holding | — | — | — | 29,067 | I | by GRAT S | |
| Common Stock | holding | — | — | — | 397 | I | by Spouse | |
| Common StockF4 | holding | — | — | — | 1,027,269 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF5,F6 | — | Nov 20, 2015 | M | 35,825 | D | — | Nov 20, 2015 | Common Stock | 35,825 | 0 | D |
Explanation of responses
- F1Securities held by Paul E. Jacobs Trust U/A Dtd 11/07/2014.
- F2Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
- F3Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
- F4Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
- F5Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F6The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015.