SEC Form 4 · accession 0001234452-15-000281
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond V Dittamore
Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 17, 2015 · 2:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2015 | M | 7,000 | $41.83 | A | 12,599 | D | |
| Common StockF2 | Nov 16, 2015 | S | 7,000 | $52.4943 | D | 5,599 | D | |
| Common StockF3 | holding | — | — | — | 3,131 | I | Jt Tenant | |
| Common StockF4 | holding | — | — | — | 22,000 | I | by Trust | |
| Common StockF5 | holding | — | — | — | 3,400 | I | by Trust 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F6 | $41.83 | Nov 16, 2015 | M | 7,000 | D | — | Mar 12, 2017 | Common Stock | 7,000 | 7,000 | D |
Explanation of responses
- F1The transaction was conducted under a Rule 10b5-1 trading plan.
- F2The sale prices for this transaction ranged from $52.03 to $52.76. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- F3Securities held jointly with spouse in an account entitled Raymond V. & Glenna C. Dittamore JTWROS.
- F4Securities held by the Dittamore Family Trust.
- F5Raymond Vance Dittamore, as Trustee of the B Trust established under the Dittamore Family Trust dated June 6, 1991.
- F6The options vest 100% one year from the date of grant.