SEC Form 4 · accession 0001234452-15-000279
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Mollenkopf
Officer — Chief Executive Officer · Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2015 | M | 13,329 | $0.00 | A | 173,453 | I | by Trust |
| Common StockF1 | Nov 9, 2015 | M | 15,025 | $0.00 | A | 188,478 | I | by Trust |
| Common StockF1 | Nov 9, 2015 | F | 5,007 | $52.94 | D | 183,471 | I | by Trust |
| Common StockF2,F1 | Nov 9, 2015 | F | 7,209 | $52.94 | D | 176,262 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF3,F4 | — | Nov 9, 2015 | M | 13,329 | D | — | Nov 9, 2016 | Common Stock | 13,329 | 13,473 | D |
| Restricted Stock UnitF5,F6 | — | Nov 9, 2015 | M | 15,026 | D | — | Nov 9, 2016 | Common Stock | 15,026 | 15,027 | D |
Explanation of responses
- F1Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.
- F2Includes 190 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2015.
- F3Each Performance Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F4The Performance Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.
- F5Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F6The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.