SEC Form 4 · accession 0001234452-15-000278
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek K Aberle
Officer — President
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2015 | M | 10,664 | $0.00 | A | 59,022 | D | |
| Common Stock | Nov 9, 2015 | M | 12,020 | $0.00 | A | 71,042 | D | |
| Common Stock | Nov 9, 2015 | F | 5,564 | $52.94 | D | 65,478 | D | |
| Common StockF1 | Nov 9, 2015 | F | 6,272 | $52.94 | D | 59,206 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF2,F3 | — | Nov 9, 2015 | M | 10,664 | D | — | Nov 9, 2016 | Common Stock | 10,664 | 10,780 | D |
| Restricted Stock UnitF4,F5 | — | Nov 9, 2015 | M | 12,021 | D | — | Nov 9, 2016 | Common Stock | 12,021 | 12,021 | D |
Explanation of responses
- F1Includes 190 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2015.
- F2Each Performance Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F3The Performance Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.
- F4Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F5The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.