SEC Form 4/A · accession 0001234452-15-000277
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven M Mollenkopf
Officer — Chief Executive Officer · Director
Period of report
Nov 30, 2014
Accepted (ET)
Nov 12, 2015 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF2,F3,F1,F4 | — | Nov 30, 2014 | A | 39,064 | A | — | Nov 9, 2016 | Common Stock | 39,064 | 26,105 | D |
Explanation of responses
- F1Each Performance Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F2These Performance Stock Units were granted subject to performance vesting and service vesting requirements. On November 30, 2014, the Compensation Committee certified the number of shares payable based on the performance vesting conditions.
- F3This corrects the amount of Performance Stock Units which inadvertently included some of the unearned performance shares due to a transcription error. The total Performance Stock Units certified as earned by the Compensation Committee was 36,822 shares, plus dividend equivalents accrued through the transaction date in the form of additional Performance Stock Units that vest and are paid at the same time and in the same manner as the underlying Performance Stock Units.
- F4The Performance Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.