SEC Form 4 · accession 0001234452-15-000245
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George S Davis
Officer — EVP & Chief Financial Officer
Period of report
Sep 29, 2015
Accepted (ET)
Sep 30, 2015 · 1:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 29, 2015 | M | 11,941 | $0.00 | A | 70,594 | I | by Trust |
| Common StockF1 | Sep 29, 2015 | F | 6,231 | $52.43 | D | 64,363 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Sep 29, 2015 | M | 11,941 | D | — | Sep 29, 2016 | Common Stock | 11,941 | 11,942 | D |
Explanation of responses
- F1Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997.
- F2Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F3These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on September 29, 2014, 2015 and 2016.