SEC Form 4 · accession 0001234452-15-000232
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Thompson
Officer — EVP, Engineering, QTI
Period of report
Aug 20, 2015
Accepted (ET)
Aug 21, 2015 · 1:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2015 | M | 4,235 | $0.00 | A | 36,199 | D | |
| Common StockF1 | Aug 20, 2015 | F | 1,997 | $60.15 | D | 34,202 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Aug 20, 2015 | M | 4,235 | D | — | Aug 20, 2015 | Common Stock | 4,235 | 0 | D |
Explanation of responses
- F1Includes 190 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2015.
- F2Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F3The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on August 20, 2013, 2014 and 2015.