SEC Form 4 · accession 0001234452-15-000183
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle M Sterling
Officer — EVP, Human Resources
Period of report
May 20, 2015
Accepted (ET)
May 21, 2015 · 2:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2015 | M | 1,697 | $0.00 | A | 5,097 | D | |
| Common Stock | May 20, 2015 | M | 1,637 | $0.00 | A | 6,734 | D | |
| Common Stock | May 20, 2015 | M | 1,585 | $0.00 | A | 8,319 | D | |
| Common Stock | May 20, 2015 | F | 615 | $69.28 | D | 7,704 | D | |
| Common Stock | May 20, 2015 | F | 596 | $69.28 | D | 7,108 | D | |
| Common Stock | May 20, 2015 | F | 635 | $69.28 | D | 6,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | May 20, 2015 | M | 1,697 | D | — | May 20, 2015 | Common Stock | 1,697 | 0 | D |
| Restricted Stock UnitF1,F3 | — | May 20, 2015 | M | 1,586 | D | — | May 20, 2016 | Common Stock | 1,586 | 1,586 | D |
| Restricted Stock UnitF1,F4 | — | May 20, 2015 | M | 1,638 | D | — | May 20, 2017 | Common Stock | 1,638 | 3,276 | D |
Explanation of responses
- F1Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F2The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2013, 2014 and 2015.
- F3The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2014, 2015 and 2016.
- F4The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2015, 2016 and 2017.