SEC Form 4 · accession 0001234452-15-000121
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul E Jacobs
Officer — Executive Chairman · Director
Period of report
Apr 13, 2015
Accepted (ET)
Apr 14, 2015 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 13, 2015 | M | 4,858 | $44.75 | A | 879,596 | I | by Trust |
| Common StockF1 | Apr 13, 2015 | S | 4,858 | $71.21 | D | 874,738 | I | by Trust |
| Common Stock | holding | — | — | — | 48,099 | D | ||
| Common StockF3 | holding | — | — | — | 126,350 | I | By GRAT | |
| Common StockF4 | holding | — | — | — | 126,350 | I | by GRAT S | |
| Common Stock | holding | — | — | — | 397 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5 | $44.75 | Apr 13, 2015 | M | 4,858 | D | — | Nov 8, 2019 | Common Stock | 4,858 | 0 | I |
Explanation of responses
- F1Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
- F2The transaction was conducted under a Rule 10b5-1 trading plan.
- F3Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
- F4Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
- F5The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.