SEC Form 4 · accession 0001234452-15-000119
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald G Cruickshank
Director
Period of report
Apr 10, 2015
Accepted (ET)
Apr 13, 2015 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 10, 2015 | M | 2,700 | $0.00 | A | 10,900 | I | by Pension Plan |
| Common StockF1 | Apr 10, 2015 | F | 405 | $68.81 | D | 10,495 | I | by Pension Plan |
| Common StockF1 | Apr 10, 2015 | D | 1,270 | $68.81 | D | 9,225 | I | by Pension Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Apr 10, 2015 | M | 2,701 | D | — | — | Common Stock | 2,701 | 2,751 | D |
Explanation of responses
- F1Securities held in a pension plan for the benefit of the reporting person.
- F2Each restricted stock unit represents a right to receive one share of the Company's common stock.
- F3Restricted Stock Units are 100% vested on the earlier of (1) April 10, 2015, (2) death, (3) disability, or (4) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) April 10, 2015, (2) separation from service, (3) death, (4) disability, or (5) a change in control.