SEC Form 4 · accession 0001234452-15-000092
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Mollenkopf
Officer — Chief Executive Officer · Director
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2015 | M | 479 | $0.00 | A | 144,299 | I | by Trust |
| Common StockF2,F1 | Mar 13, 2015 | F | 180 | $68.64 | D | 144,119 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Mar 13, 2015 | M | 480 | D | — | Dec 12, 2018 | Common Stock | 480 | 617,835 | D |
Explanation of responses
- F1Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.
- F2Includes 172 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2015.
- F3Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F4These Restricted Stock Units represent dividend equivalents that vested on December 12, 2014. The Restricted Stock Units (and allocable dividend equivalents) remaining from this grant vest in equal amounts on December 12, 2015, 2016, 2017 and 2018.