SEC Form 4 · accession 0001234452-15-000091
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George S Davis
Officer — EVP & Chief Financial Officer
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2015 | M | 147 | $0.00 | A | 23,541 | I | by Trust |
| Common StockF2,F1 | Mar 13, 2015 | F | 54 | $68.64 | D | 23,487 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Mar 13, 2015 | M | 147 | D | — | Mar 11, 2016 | Common Stock | 147 | 67,391 | D |
Explanation of responses
- F1Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997.
- F2Includes 172 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2015.
- F3Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F4These Restricted Stock Units represent dividend equivalents that vested on March 11, 2014. The Restricted Stock Units (and allocable dividend equivalents) remaining from this grant vest in equal amounts on March 11, 2015 and 2016.