SEC Form 4 · accession 0001234452-15-000037
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent Scowcroft
Director
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 1:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2015 | M | 18,000 | $37.39 | A | 398,358 | I | by Trust |
| Common StockF2,F1 | Feb 11, 2015 | S | 18,000 | $70.4715 | D | 380,358 | I | by Trust |
| Common Stock | holding | — | — | — | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $37.39 | Feb 11, 2015 | M | 18,000 | D | — | Mar 7, 2015 | Common Stock | 18,000 | 0 | D |
Explanation of responses
- F1Securities held by the Brent Scowcroft Revocable Trust dated 4/19/2000.
- F2The sale prices for this transaction ranged from $70.45 to $70.535. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- F3The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.