SEC Form 4 · accession 0001205233-19-000016
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Horton
Director
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2019 | M | 5,099 | $0.00 | A | 27,834 | I | by Joint Account |
| Common StockF1 | Mar 8, 2019 | D | 1,644 | $53.53 | D | 26,190 | I | by Joint Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF2,F3 | — | Mar 8, 2019 | M | 5,099 | D | — | — | Common Stock | 5,099 | 8,327 | D |
Explanation of responses
- F1Securities held by Thomas W. and Janet P. Horton.
- F2Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.
- F3Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.