SEC Form 4 · accession 0001205233-18-000103
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Thompson
Officer — EVP, Engineering & CTO, QTI
Period of report
Dec 9, 2018
Accepted (ET)
Dec 11, 2018 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2018 | A | 12,812 | $0.00 | A | 28,459 | D | |
| Common Stock | Dec 9, 2018 | F | 6,352 | $55.99 | D | 22,107 | D | |
| Common StockF2 | holding | — | — | — | 4,539 | I | Childrens' Trust | |
| Common StockF3 | holding | — | — | — | 45,453 | I | by Spouse's Trust | |
| Common StockF3 | holding | — | — | — | 45,453 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid.
- F2Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
- F3Securities held by Premier Trust, as trustee.