SEC Form 4 · accession 0001205233-18-000102
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Rosenberg
Officer — EVP & General Counsel
Period of report
Dec 9, 2018
Accepted (ET)
Dec 11, 2018 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2018 | A | 17,945 | $0.00 | A | 17,945 | D | |
| Common Stock | Dec 9, 2018 | F | 8,897 | $55.99 | D | 9,048 | D | |
| Common Stock | holding | — | — | — | 3,694 | I | By GRAT | |
| Common StockF2 | holding | — | — | — | 3,694 | I | by GRAT S | |
| Common StockF3 | holding | — | — | — | 15,031 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent Performance Stock Units that vested on October 10, 2018. On December 9, 2018, the Compensation Committee determined and certified the number of shares to be paid.
- F2Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust.
- F3Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.