SEC Form 4 · accession 0001205233-18-000087
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George S Davis
Officer — EVP & Chief Financial Officer
Period of report
Nov 20, 2018
Accepted (ET)
Nov 21, 2018 · 11:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2018 | M | 15,303 | $0.00 | A | 139,983 | I | by Trust |
| Common StockF2,F1 | Nov 20, 2018 | F | 7,588 | $54.92 | D | 132,395 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Nov 20, 2018 | M | 15,303 | D | — | Nov 20, 2020 | Common Stock | 15,303 | 30,608 | D |
Explanation of responses
- F1Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997.
- F2Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2018.
- F3Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F4The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.