SEC Form 4 · accession 0001205233-18-000086
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cristiano R Amon
Officer — President
Period of report
Nov 20, 2018
Accepted (ET)
Nov 21, 2018 · 11:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2018 | M | 20,430 | $0.00 | A | 57,850 | D | |
| Common Stock | Nov 20, 2018 | M | 15,936 | $0.00 | A | 73,786 | D | |
| Common Stock | Nov 20, 2018 | F | 10,142 | $54.92 | D | 63,644 | D | |
| Common Stock | Nov 20, 2018 | F | 7,901 | $54.92 | D | 55,743 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Nov 20, 2018 | M | 20,431 | D | — | Nov 20, 2020 | Common Stock | 20,431 | 88,670 | D |
| Restricted Stock UnitF1,F2 | — | Nov 20, 2018 | M | 15,937 | D | — | Nov 20, 2020 | Common Stock | 15,937 | 72,734 | D |
Explanation of responses
- F1Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F2The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.