SEC Form 4 · accession 0001205233-18-000083

QUALCOMM INC/DE · QCOM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President

Period of report

Oct 10, 2018

Accepted (ET)

Oct 11, 2018 · 4:37 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000804328

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Oct 10, 2018	M	20,625	$40.70	A	58,045	D
Common Stock^F2	Oct 10, 2018	S	20,625	$68.72	D	37,420	D
Common Stock	Oct 10, 2018	M	68,000	$55.31	A	105,420	D
Common Stock^F3,F4	Oct 10, 2018	S	68,000	$68.84	D	37,420	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F5	$40.70	Oct 10, 2018	M	20,625	D	—	Oct 22, 2019	Common Stock	20,625	0	D
Non-Qualified Stock Option (right to buy)^F6	$55.31	Oct 10, 2018	M	68,000	D	—	Jul 5, 2019	Common Stock	68,000	0	D

F1The transaction was conducted under a Rule 10b5-1 trading plan.
F2The sale prices for this transaction ranged from $68.49 to $68.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3The sale prices for this transaction ranged from $68.49 to $69.26. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2018.
F5Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.
F6The options vest on the first anniversary of the date of grant as to 1/4th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.