SEC Form 4/A · accession 0000899243-17-014362
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James H Thompson
Officer — EVP, Qualcomm Technologies Inc
Period of report
May 10, 2017
Accepted (ET)
May 25, 2017 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2017 | M | 10,477 | $0.00 | A | 61,723 | D | |
| Common Stock | May 10, 2017 | M | 13,805 | $0.00 | A | 75,528 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | May 10, 2017 | M | 10,477 | D | — | May 5, 2019 | Common Stock | 10,477 | 62,368 | D |
| Restricted Stock UnitF1,F3 | — | May 10, 2017 | M | 13,805 | D | — | May 5, 2019 | Common Stock | 13,805 | 48,563 | D |
Explanation of responses
- F1Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F2The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.
- F3The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.