SEC Form 4 · accession 0001127602-18-009611
PROCTER & GAMBLE Co · PG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon R Moeller
Officer — Vice Chairman and CFO
Period of report
Aug 15, 2017
Accepted (ET)
Mar 2, 2018 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 28, 2018 | A | 8,916 | $0.00 | A | 123,599 | D | |
| Common StockF3,F4 | Mar 1, 2018 | S | 2,794 | $78.5908 | D | 120,805 | D | |
| Common StockF3,F4,F2 | Mar 1, 2018 | S | 458 | $78.5908 | D | 8,567 | I | By Spouse |
| Common StockF5 | holding | — | — | — | 16,090 | I | By Retirement Plan Trustees | |
| Common StockF5 | holding | — | — | — | 17,058 | I | By Spouse, By Retirement Plan Trustees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F7 | — | Aug 15, 2017 | A | 103 | A | — | — | Common Stock | 103 | 1,875 | D |
| Series A Preferred StockF9,F8,F10 | — | Sep 30, 2017 | A | 169 | A | — | — | Common Stock | 169 | 6,695 | I |
| Series A Preferred StockF9,F8,F10 | — | Sep 30, 2017 | A | 169 | A | — | — | Common Stock | 169 | 7,213 | I |
| Restricted Stock UnitsF6,F7 | — | Nov 15, 2017 | A | 119 | A | — | — | Common Stock | 119 | 1,994 | D |
| Restricted Stock UnitsF6,F7 | — | Feb 15, 2018 | A | 130 | A | — | — | Common Stock | 130 | 2,124 | D |
| Stock Option (Right to Buy) | $78.52 | Feb 28, 2018 | A | 169,365 | A | Feb 26, 2021 | Feb 28, 2028 | Common Stock | 169,365 | 169,365 | D |
| Stock Option (Right to Buy) | $78.52 | Feb 28, 2018 | A | 23,943 | A | Feb 26, 2021 | Feb 28, 2028 | Common Stock | 23,943 | 23,943 | I |
Explanation of responses
- F1Restricted Stock Units awarded pursuant to issuer's 2014 Stock and Incentive Compensation Plan.
- F10Shares held by Retirement Plan Trustees. If Officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.
- F2Total includes grant of dividend equivalents in the form of Restricted Stock Units (RSU's) settled in common stock and adjustment of dividend equivalents in the form of Performance Stock Units.
- F3Shares sold to cover tax obligations upon settlement of Restricted Stock Unit award.
- F4Weighted average price of the shares sold. The price range was $78.59 to $78.611. Full information regarding the number of shares sold at each separate price available upon request.
- F5Reflects adjustment to PST through December 31, 2017.
- F6Dividend equivalents in the form of Restricted Stock Units (RSUs) previously awarded pursuant to issuer's retirement program. All such RSUs represent a contingent right to receive Procter & Gamble common stock.
- F7These units will deliver in shares on retirement from the company, unless delivery is deferred or such shares are contributed to reporting person's deferred compensation account.
- F8Higher of $6.82 (adjusted for 2-for-1 stock split effective May 21, 2004) or market price of Common Stock.
- F9Series A Preferred Stock allocated to Officer's Retirement Plan Account pursuant to Retirement Plan provisions for the period ending 9/30/2017.