SEC Form 4 · accession 0001127602-17-009347
PROCTER & GAMBLE Co · PG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah P Majoras
Officer — Chief Legal Officer & Secy
Period of report
Sep 30, 2016
Accepted (ET)
Mar 1, 2017 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 28, 2017 | A | 7,893 | $0.00 | A | 45,273 | D | |
| Common StockF3 | holding | — | — | — | 1,477 | I | By Retirement Plan Trustees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF5,F4,F6 | — | Sep 30, 2016 | A | 79 | A | — | — | Common Stock | 79 | 497 | I |
| Restricted Stock UnitsF7,F8 | — | Nov 15, 2016 | A | 55 | A | — | — | Common Stock | 55 | 660 | D |
| Restricted Stock UnitsF7,F8 | — | Feb 15, 2017 | A | 51 | A | — | — | Common Stock | 51 | 711 | D |
| Stock Option (Right to Buy) | $91.07 | Feb 28, 2017 | A | 67,299 | A | Feb 28, 2020 | Feb 26, 2027 | Common Stock | 67,299 | 67,299 | D |
Explanation of responses
- F1Restricted Stock Units awarded pursuant to issuer's 2014 Stock and Incentive Compensation Plan.
- F2Total includes grant of dividend equivalents in the form of Restricted Stock Units (RSU's) settled in common stock.
- F3Reflects adjustment to PST through December 31, 2016.
- F4Higher of $6.82 (adjusted for 2-for-1 stock split effective May 21, 2004) or market price of Common Stock.
- F5Series A Preferred Stock allocated to Officer's Retirement Plan Account pursuant to Retirement Plan provisions for the period ending 9/30/2016.
- F6Shares held by Retirement Plan Trustees. If Officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.
- F7Dividend equivalents in the form of Restricted Stock Units (RSUs) previously awarded pursuant to issuer's retirement program. All such RSUs represent a contingent right to receive Procter & Gamble common stock.
- F8These units will deliver in shares on retirement from the company, unless delivery is deferred or such shares are contributed to reporting person's deferred compensation account.