SEC Form 4 · accession 0001127602-17-003807
PROCTER & GAMBLE Co · PG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carolyn M Tastad
Officer — Group President - NA SMO
Period of report
Sep 30, 2016
Accepted (ET)
Feb 3, 2017 · 1:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2016 | G | 708 | $0.00 | D | 61,298 | D | |
| Common Stock | Feb 2, 2017 | M | 3,504 | $67.81 | A | 64,802 | D | |
| Common Stock | Feb 2, 2017 | S | 3,504 | $88.00 | D | 61,298 | D | |
| Common Stock | Feb 2, 2017 | M | 21,836 | $66.18 | A | 83,134 | D | |
| Common Stock | Feb 2, 2017 | S | 21,836 | $88.00 | D | 61,298 | D | |
| Common Stock | Feb 2, 2017 | S | 4,879 | $88.00 | D | 56,419 | D | |
| Common StockF2 | holding | — | — | — | 2,764 | I | By Retirement Plan Trustee | |
| Common Stock | holding | — | — | — | 1,993 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 540 | I | By Spouse, By Retirement Plan Trustees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF4,F3,F5 | — | Sep 30, 2016 | A | 175 | A | — | — | Common Stock | 175 | 3,242 | I |
| Restricted Stock UnitsF6,F7 | — | Nov 15, 2016 | A | 17 | A | — | — | Common Stock | 17 | 74 | D |
| Stock Option (Right to Buy) | $67.81 | Feb 2, 2017 | M | 3,504 | D | Sep 14, 2010 | Sep 14, 2017 | Common Stock | 3,504 | 0 | D |
| Stock Option (Right to Buy) | $66.18 | Feb 2, 2017 | M | 21,836 | D | Feb 28, 2011 | Feb 28, 2018 | Common Stock | 21,836 | 0 | D |
Explanation of responses
- F1Total includes grant of dividend equivalents in the form of Restricted Stock Units (RSUs) settled in common stock.
- F2Reflects adjustment to PST through December 31, 2016.
- F3Higher of $6.82 (adjusted for 2-for-1 stock split effective May 21, 2004) or market price of Common Stock.
- F4Series A Preferred Stock allocated to Officer's Retirement Plan Account pursuant to Retirement Plan provisions for the period ending 9/30/2016.
- F5Shares held by Retirement Plan Trustees. If officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.
- F6Dividend equivalents in the form of Retirement Restricted Stock Units (RSUs) previously awarded pursuant to Issuer's retirement program. All such RSUs represent a contingent right to receive Procter & Gamble common stock.
- F7These units will deliver in shares on retirement from the company, unless delivery is deferred or such shares are contributed to reporting person's deferred compensation account.