SEC Form 4 · accession 0001127602-17-003805
PROCTER & GAMBLE Co · PG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark F Biegger
Officer — Chief Human Resources Officer
Period of report
Sep 30, 2016
Accepted (ET)
Feb 3, 2017 · 12:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2017 | M | 17,326 | $66.18 | A | 34,827 | D | |
| Common StockF2 | Feb 1, 2017 | S | 17,326 | $87.445 | D | 17,501 | D | |
| Common Stock | Feb 1, 2017 | M | 13,790 | $48.17 | A | 31,291 | D | |
| Common StockF2 | Feb 1, 2017 | S | 13,790 | $87.445 | D | 17,501 | D | |
| Common StockF3 | holding | — | — | — | 17,370 | I | By Retirement Plan Trustees | |
| Common Stock | holding | — | — | — | 7 | I | By son Noah |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF5,F4,F6 | — | Sep 30, 2016 | A | 175 | A | — | — | Common Stock | 175 | 8,209 | I |
| Restricted Stock UnitsF7,F8 | — | Nov 15, 2016 | A | 28 | A | — | — | Common Stock | 28 | 183 | D |
| Stock Option (Right to Buy) | $66.18 | Feb 1, 2017 | M | 17,326 | D | Feb 28, 2011 | Feb 28, 2018 | Common Stock | 17,326 | 0 | D |
| Stock Option (Right to Buy) | $48.17 | Feb 1, 2017 | M | 13,790 | D | Feb 27, 2012 | Feb 27, 2019 | Common Stock | 13,790 | 0 | D |
Explanation of responses
- F1Total includes grant of dividend equivalents in the form of Restricted Stock Units (RSU's) settled in common stock.
- F2Weighted average price of the shares sold. The price range was $87.415 to $87.49. Full information regarding the number of shares sold at each separate price available upon request.
- F3Reflects adjustment to PST through December 31, 2016.
- F4Higher of $6.82 (adjusted for 2-for-1 stock split effective May 21, 2004) or market price of Common Stock.
- F5Series A Preferred Stock allocated to Officer's Retirement Plan Account pursuant to Retirement Plan provisions for the period ending 9/30/2016.
- F6Shares held by Retirement Plan Trustees. If Officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.
- F7Dividend equivalents in the form of Retirement Restricted Stock Units (RSUs) previously awarded pursuant to Issuer's retirement program. All such RSUs represent a contingent right to receive Procter & Gamble common stock.
- F8These units will deliver in shares on retirement from the company, unless delivery is deferred or such shares are contributed to reporting person's deferred compensation account.