SEC Form 4 · accession 0001127602-15-031875
PROCTER & GAMBLE Co · PG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan G Lafley
Officer — Exec Chairman of the Board · Director
Period of report
Sep 30, 2015
Accepted (ET)
Nov 18, 2015 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2015 | G | 333 | $0.00 | D | 573,673 | D | |
| Common StockF1 | Nov 10, 2015 | G | 1,295 | $0.00 | D | 572,378 | D | |
| Common StockF2 | holding | — | — | — | 4,147 | I | By Retirement Plan Trustees | |
| Common StockF2 | holding | — | — | — | 10,782 | I | By Retirement Plan Trustees, By Spouse | |
| Common StockF3 | holding | — | — | — | 247,359 | I | AGL Revocable Trust | |
| Common StockF4 | holding | — | — | — | 10,985 | I | By Spouse, DSS Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F6 | — | Nov 16, 2015 | A | 42 | A | — | — | Common Stock | 42 | 117 | D |
| Series A Preferred StockF8,F7,F9 | — | Sep 30, 2015 | A | 102 | A | — | — | Common Stock | 102 | 1,083 | I |
Explanation of responses
- F1Total includes grant of dividend equivalents on November 16, 2015 in the form of Restricted Stock Units (RSUs) settled in common stock.
- F2Reflects adjustment to PST for period 7/1/2015-9/30/2015.
- F3A.G. Lafley Revocable Trust, U/A dated January 10, 1990, A.G. Lafley, Trustee.
- F4Diana Shaheen Revocable Trust, U/A dated May 16, 2012, Diana Sue Shaheen Trustee.
- F5Dividend equivalents in the form of Retirement RSU's previously awarded pursuant to Issuer's retirement program. All such RSU's represent a contingent right to receive Procter & Gamble common stock or cash settlement.
- F6These units will deliver in shares on retirement from the company, unless delivery is deferred or such shares are contributed to reporting person's deferred compensation account.
- F7Higher of $6.82 (adjusted for 2-for-1 stock split effective May 21, 2004) or market price of Common Stock.
- F8Series A Preferred Stock allocated to officer's Retirement Plan account pursuant to Retirement Plan provisions for the 3-month period ending 9/30/2015.
- F9Shares held by Retirement Plan Trustees. If employee terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.