SEC Form 4 · accession 0001127602-15-031833
PROCTER & GAMBLE Co · PG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon R Moeller
Officer — Chief Financial Officer
Period of report
Sep 30, 2015
Accepted (ET)
Nov 18, 2015 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 98,312 | D | ||
| Common StockF1 | holding | — | — | — | 7,430 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 13,696 | I | By Retirement Plan Trustees | |
| Common StockF2 | holding | — | — | — | 14,562 | I | By Spouse, By Retirement Plan Trustees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Nov 16, 2015 | A | 102 | A | — | — | Common Stock | 102 | 1,177 | D |
| Series A Preferred StockF6,F5,F7 | — | Sep 30, 2015 | A | 181 | A | — | — | Common Stock | 181 | 6,351 | I |
| Series A Preferred StockF8,F5,F7 | — | Sep 30, 2015 | A | 181 | A | — | — | Common Stock | 181 | 6,869 | I |
Explanation of responses
- F1Total includes grant of dividend equivalents on November 16, 2015 in the form of Restricted Stock Units (RSUs) settled in common stock.
- F2Reflects adjustment to PST for period 7/1/2015-9/30/2015.
- F3Dividend equivalents in the form of Retirement RSU's previously awarded pursuant to Issuer's retirement program. All such RSU's represent a contingent right to receive Procter & Gamble common stock or cash settlement.
- F4These units deliver in shares or cash settlement on retirement from the Company, unless delivery is deferred or such shares are contributed to reporting person's deferred compensation account.
- F5Higher of $6.82 (adjusted for 2-for-1 stock split effective May 21, 2004) or market price of Common Stock.
- F6Series A Preferred Stock allocated to officer's Retirement Plan account pursuant to Retirement Plan provisions for the 3-month period ending 9/30/2015.
- F7Shares held by Retirement Plan Trustees. If employee terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.
- F8Series A Preferred Stock allocated to spouse's Retirement Plan Account pursuant to Retirement Plan provisions for the 3-month period ending 9/30/2015.