SEC Form 4 · accession 0001209191-18-046724
POWELL INDUSTRIES INC · POWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Powell
Director · 10% Owner
Period of report
Aug 7, 2018
Accepted (ET)
Aug 15, 2018 · 12:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2018 | G | 4,773 | $0.00 | D | 717,249 | D | |
| Common StockF1 | Aug 7, 2018 | G | 4,773 | $0.00 | D | 712,476 | D | |
| Common Stock | holding | — | — | — | 1,798,628 | I | Held in TWP Holdings | |
| Common Stock | holding | — | — | — | 26,605 | I | Held in TWP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,000 shares of restricted common stock granted under the Company's Non-Employee Director Equity Incentive Plan that vests on the earlier of the first anniversary from the date of the grant or the Company's 2019 Annual Stockholder Meeting.