SEC Form 4 · accession 0001209191-18-012527
POWELL INDUSTRIES INC · POWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Powell
Director · 10% Owner
Period of report
Feb 21, 2018
Accepted (ET)
Feb 22, 2018 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2018 | A | 1,000 | $0.01 | A | 721,022 | D | |
| Common StockF2,F3 | Feb 21, 2018 | A | 1,000 | $0.01 | A | 722,022 | D | |
| Common Stock | holding | — | — | — | 1,798,628 | I | Held in TWP Holdings | |
| Common Stock | holding | — | — | — | 26,605 | I | Held in TWP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common stock granted under the Company's Non-Employee Director Equity Incentive Plan.
- F2Restricted common stock granted under the Company's Non-Employee Director Equity Incentive Plan that vests on the earlier of the first anniversary from the date of the grant or the Company's 2019 Annual Stockholder Meeting.
- F3Includes 1,000 shares of restricted common stock granted under the Company's Non-Employee Director Equity Incentive Plan that vests on the earlier of the first anniversary from the date of the grant or the Company's 2019 Annual Stockholder Meeting.