SEC Form 4 · accession 0001209191-17-015746
POWELL INDUSTRIES INC · POWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John David White
Director
Period of report
Feb 22, 2017
Accepted (ET)
Mar 1, 2017 · 3:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 22, 2017 | A | 1,000 | $0.01 | A | 9,500 | D | |
| Common StockF3,F4 | Feb 22, 2017 | A | 1,000 | $0.01 | A | 10,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common stock granted under the Company's Non-Employee Director Equity Incentive Plan.
- F2Includes 1,000 shares of restricted stock that have time-based vesting provisions.
- F3Restricted common stock granted under the Company's Non-Employee Director Equity Incentive Plan that vests 100% on the earlier of the first anniversary from the date of the grant or the 2018 Annual Stockholder Meeting.
- F4Includes 2,000 shares of restricted stock that have time-based vesting provisions.