SEC Form 4 · accession 0001209191-16-156628
POWELL INDUSTRIES INC · POWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Powell
Director · 10% Owner
Period of report
Dec 14, 2016
Accepted (ET)
Dec 23, 2016 · 11:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2016 | G | 5,000 | $0.00 | D | 718,022 | D | |
| Common Stock | holding | — | — | — | 1,798,628 | I | Held in TWP Holdings | |
| Common Stock | holding | — | — | — | 26,605 | I | Held in TWP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,000 shares of restricted stock that have time-based vesting provisions.