SEC Form 4 · accession 0001209191-15-074316
POWELL INDUSTRIES INC · POWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Allan Lucas
Officer — President & CEO · Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 6, 2015 · 3:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 1, 2015 | F | 1,747 | $30.27 | D | 63,834 | D | |
| Common StockF3,F2 | Oct 1, 2015 | A | 14,000 | $0.00 | A | 77,834 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the average of the high and low stock price on October 1, 2015.
- F2Includes shares that have a time-based vesting provision of three equal installments from date of grant.
- F3Represents time-based RSU awards that will vest in three equal annual installments on the first, second and third anniversaries of the Grant Date, subject to the Reporting Person's continued employment with the Company.