SEC Form 4 · accession 0001140361-18-032017
ROYCE SMALL-CAP TRUST, INC. · RVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter K Hoglund
Officer — Treasurer · Other
Period of report
Jul 9, 2018
Accepted (ET)
Jul 10, 2018 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804116
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 9, 2018 | P | 2,421 | $15.33 | A | 27,078 | I | Held in trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held in the Peter & Amy Hoglund Trust.
Remarks
Shares acquired in Rights Offering.