SEC Form 4 · accession 0001140361-16-090372
ROYCE SMALL-CAP TRUST, INC. · RVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter K Hoglund
Officer — Treasurer · Other
Period of report
Dec 20, 2016
Accepted (ET)
Dec 20, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804116
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 20, 2016 | P | 22,000 | $13.54 | A | 22,000 | I | Held in trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held in the Peter & Amy Hoglund Trust.