SEC Form 4/A · accession 0001140361-16-083727
ROYCE SMALL-CAP TRUST, INC. · RVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher D Clark
Officer — President · Director · Other
Period of report
Oct 7, 2016
Accepted (ET)
Oct 27, 2016 · 12:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804116
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Oct 7, 2016 | P | 2,000 | $12.6593 | A | 2,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
This amendment has been filed to indicate Reporting Person is a Director of the Issuer.