SEC Form 4 · accession 0001654954-17-006504
FIREFLY NEUROSCIENCE, INC. · AIFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Derose
Officer — Chief Financial Officer
Period of report
Jul 17, 2017
Accepted (ET)
Jul 18, 2017 · 10:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000803578
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 215,345 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right-to-Buy) | $0.35 | Jul 17, 2017 | A | 25,000 | A | Jan 17, 2018 | Jul 17, 2022 | Common Stock | 25,000 | 310,000 | D |
| Options (Right-to-Buy) | $0.35 | Jul 17, 2017 | A | 25,000 | A | Jul 17, 2018 | Jul 17, 2022 | Common Stock | 25,000 | 310,000 | D |
Remarks
Replaces Options expired in April 2017.