SEC Form 4 · accession 0001437749-18-015647
BRYN MAWR BANK CORP · BMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph G Keefer
Officer — EVP of BMTC, a sub. of BMBC
Period of report
Aug 11, 2018
Accepted (ET)
Aug 14, 2018 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000802681
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2018 | M | 475 | — | A | 10,152 | D | |
| Common Stock | Aug 11, 2018 | F | 136 | $48.60 | D | 10,016 | D | |
| Common StockF1 | Aug 12, 2018 | M | 352 | — | A | 10,368 | D | |
| Common Stock | Aug 12, 2018 | F | 101 | $48.60 | D | 10,267 | D | |
| Common Stock | holding | — | — | — | 6,687 | I | Held in 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 11, 2018 | M | 475 | D | — | — | Common Stock | 475 | 950 | D |
| Restricted Stock UnitsF1,F3 | — | Aug 12, 2018 | M | 352 | D | — | — | Common Stock | 352 | 352 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On August 11, 2017, the reporting person was granted 1,425 restricted stock units subject to time-based vesting in three annual installments beginning on August 11, 2018.
- F3On August 12, 2016, the reporting person was granted 1,056 restricted stock units subject to time-based vesting in three annual installments beginning on August 12, 2017.