SEC Form 5 · accession 0001437749-17-002283
BRYN MAWR BANK CORP · BMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick C Peters II
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000802681
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 39,958 | D | ||
| Common Stock | holding | — | — | — | 175 | I | Held in Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF2 | $24.27 | holding | — | — | — | Aug 18, 2009 | Aug 18, 2018 | Common Stock | 18,000 | 18,000 | D |
| Options to Purchase Common StockF2 | $18.27 | holding | — | — | — | Aug 21, 2010 | Aug 21, 2019 | Common Stock | 23,000 | 23,000 | D |
| Restricted Stock UnitsF1 | — | holding | — | — | — | — | — | Common Stock | 247 | 247 | D |
Explanation of responses
- F1Represents 247 shares of common stock underlying the portion of a performance stock unit granted to the Reporting Person on August 12, 2016 that is subject to time-based vesting at each August 12, 2017, August 12, 2018, and August 12, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of Bryn Mawr Bank Corporation common stock. Note: Disclosure of these 247 shares underlying the Restricted Stock Units has been moved from Table I to Table II in this Form 5 for administrative convenience, and will be reported on Table II of the Reporting Person's filings going forward until the applicable vesting date.
- F2These options were granted to the reporting person under BMBC's 2007 Long-Term Incentive Plan.