SEC Form 4 · accession 0001437749-16-042971
BRYN MAWR BANK CORP · BMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Britton Murdoch
Director
Period of report
Dec 5, 2016
Accepted (ET)
Dec 6, 2016 · 10:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000802681
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | M | 3,500 | $24.27 | A | 34,871 | D | |
| Common Stock | Dec 5, 2016 | M | 7,332 | $18.27 | A | 42,203 | D | |
| Common StockF3,F1 | Dec 5, 2016 | S | 9,000 | $38.041 | D | 33,203 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF2 | $24.27 | Dec 5, 2016 | M | 3,500 | D | Aug 18, 2009 | Aug 18, 2018 | Common Stock | 3,500 | 0 | D |
| Options to Purchase Common StockF2 | $18.27 | Dec 5, 2016 | M | 7,332 | D | Aug 21, 2010 | Aug 21, 2019 | Common Stock | 7,332 | 0 | D |
Explanation of responses
- F1Includes 357 shares of common stock underlying the portion of a performance stock unit granted to the Reporting Person on August 12, 2016 that is subject to time-based vesting at each August 12, 2017, August 12, 2018, and August 12, 2019.
- F2These options were granted to the reporting person under BMBC's 2007 Long-Term Incentive Plan.
- F3The breakdown of the sale is as follows: 6,499 shs. @ $38.00, 600 shs. @ $38.05, 300 shs. @ $38.10, 800 shs. @ $38.15, 101 shs. @ $38.20 and 700 shs. @38.25.