SEC Form 4 · accession 0001437749-16-042592
BRYN MAWR BANK CORP · BMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alison Eichert
Officer — EVP & COO, BMTC a sub. of BMBC
Period of report
Nov 23, 2016
Accepted (ET)
Nov 23, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000802681
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2016 | M | 9,000 | $22.00 | A | 22,550 | D | |
| Common StockF2,F3 | Nov 23, 2016 | F | 7,200 | $35.6906 | D | 15,350 | D | |
| Common Stock | holding | — | — | — | 9,101 | I | Held in 401(k). |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $22.00 | Nov 23, 2016 | M | 9,000 | D | Aug 29, 2008 | Aug 29, 2017 | Common Stock | 9,000 | 0 | D |
Explanation of responses
- F1These options were granted to the reporting person under BMBC's 2007 Long-Term Incentive Plan.
- F2The breakdown of the sale is as follows: 100 shs. @ $35.90, 1,100 shs. @ $35.85, 400 shs. @ $35.75, 1,000 shs. @ $35.725, 700 shs. @ $35.70, 1,850 shs. @ $35.65, and 2050 shs. @ $35.60.
- F3Includes 1,341 shares of common stock underlying the portion of a performance stock unit granted to the Reporting Person on August 12, 2016 that is subject to time-based vesting at each August 12, 2017, August 12, 2018, and August 12, 2019.