SEC Form 4 · accession 0001437749-16-040926
BRYN MAWR BANK CORP · BMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick C Peters II
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 9:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000802681
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2016 | M | 18,000 | $22.00 | A | 62,220 | D | |
| Common StockF1,F2 | Nov 1, 2016 | S | 22,015 | $30.5836 | D | 40,205 | D | |
| Common Stock | holding | — | — | — | 175 | I | Held in Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF3 | $22.00 | Nov 1, 2016 | M | 18,000 | D | Aug 29, 2008 | Aug 28, 2017 | Common Stock | 18,000 | 0 | D |
Explanation of responses
- F1The breakdown of the sale is as follows: 6,315 shs. @ $30.25, 1,700 shs. @ $30.30, 2,887 shs. @ $30.35, 613 shs. @ $30.40, 139 shs. @ $30.50, 161 shs. @ $30.55, 1,589 shs. @ $30.65, 1,511 shs. @ $30.75, 5,744 shs. @ $31.00, 1,150 shs. @ $31.05, 100 shs. @ $31.075, and 106 shs. @ $31.15.
- F2Includes 247 shares of common stock underlying the portion of a performance stock unit granted to the Reporting Person on August 12, 2016 that is subject to time-based vesting at each August 12, 2017, August 12, 2018, and August 12, 2019.
- F3These options were granted to the reporting person under BMBC's 2007 Long-Term Incentive Plan.