SEC Form 4 · accession 0001437749-16-039377
BRYN MAWR BANK CORP · BMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Lees
Director
Period of report
Sep 29, 2016
Accepted (ET)
Oct 3, 2016 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000802681
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 31,617 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F3 | $31.5488 | Sep 29, 2016 | I | 30 | A | — | — | Common Stock | 30 | 4,457 | D |
| Phantom StockF2,F4,F3 | $31.5488 | Sep 29, 2016 | I | 17 | A | — | — | Common Stock | 17 | 2,505 | D |
Explanation of responses
- F1Includes 247 shares of common stock underlying the portion of a performance stock unit granted to the Reporting Person on August 12, 2016 that is subject to time-based vesting at each August 12, 2017, August 12, 2018, and August 12, 2019.
- F2Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash, upon the reporting person's termination of service as a director.
- F3Held in Bryn Mawr Trust Company Deferred Comp. Plan for Directors.
- F4Held in BMBC Deferred Comp. Plan for Directors